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By Emily Lakdawalla




What is space exploration worth?

Dec. 30, 2011 | 15:06 PST | 23:06 UTC
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In the hours after Curiosity launched last month, there were more than a few people questioning the worth of spending two and a half billion dollars to launch a spacecraft to Mars. This is absolutely a fair question to ask. It's important to place the question in context, because most people in the general public think NASA gets a much larger fraction of the U.S. budget than it actually does (people tend to think it gets five or even 15 or 20 percent of the budget, when the actual number is about 0.4 percent).

Even though NASA is not as large a part of the budget as people think it is, it's irrefutable that $2,500,000,000 (the approximate total cost of Curiosity through its primary mission) or $17,800,000,000 (the fiscal year 2012 budget for all of NASA) is a lot of money that could pay for lots of other worthwhile things. I wondered how it compared to other discretionary expenses, so I checked. The 2012 budget for federal cultural grants agencies -- things like the National Endowment for the Arts, the Smithsonian, and so on -- totals a little over $1,250,000,000, or about half the cost of the Curiosity mission. The National Park Service gets $2,200,000,000 out of the Department of Interior's total $12,000,000,000 budget. NASA has a relatively big budget.

Obviously, I believe NASA is worth the money. But it's such a lot of money that it's difficult to explain briefly why it's worth it. Here's what I think: investing in NASA makes us smarter, improves our lives, and increases our capability to overcome technological challenges. Even more important, though, are the intangible benefits of pride, respect from other nations, respect for our place in the universe, and hope for a future in which we can accomplish even greater things. In this post I'm going to explain why I think these things. This will be an unusually U.S.-centric post for me, but many of the ideas in it apply to other spacefaring nations.

First, there are some immediate practical benefits to spending on space exploration. Billions of dollars spent on NASA are not crateloads of cash loaded onto a rocket and shot into space. The high costs are not associated (entirely) with the materials that leave Earth. Instead, they're associated with the technical challenges of building machines to rigorous specifications. To meet those technical challenges, we need lots of very smart engineers, and those engineers are developing all kinds of new technologies. Many of those new technologies can be turned to commercial uses, providing a direct economic benefit and making America one of the few nations in the world capable of revolutionary technological innovation. NASA has a website devoted to spinoff technologies; there's a lot more than just Velcro and Tang. NASA technologies have made their way into medical, architectural, military, automotive, and artistic applications, just to name a few.

Just as important, the brains capable of all that innovation remain here on Earth, ready to develop more valuable, new ideas. Not every engineer at a NASA center is building scientific spacecraft; they work for commercial clients and the military, too, innovating new solutions to practical problems here on Earth. NASA technologies and space industry engineers make our lives better and give America economic power.

All of that is good but I do wonder what an economic analysis of the return on our investment would show. I do not know (can anybody point me to a paper?) but my working hypothesis would be that we don't get 18 billion dollars' worth of direct economic benefit annually from our 18-billion-dollar investment. [EDIT: Barbara Cohen pointed me to an excellent NASA HQ library resource on measuring the return on investment in NASA, and said that estimates of ROI in NASA range from 1:1 to 9:1, much larger than I had thought..]

That's where we get to the intangibles: pride, respect, and hope. Pride is complicated; there's good pride and there's bad pride. The good kind of pride is the kind that you feel when you achieve something, and it scales with the challenge inherent in your achievement. When I stand with thousands of others and watch a great rocket soar on that parabolic arc into the sky, carrying with it a relatively tiny, almost unimaginably complex package that embodies more than ten years' worth of hard work of more thousands of skilled people, I feel immense pride that my country can do such difficult things. I didn't build that rover, or that rocket, but my team did.

It's a good feeling, but why is that important? If you are proud of what you do, and what you can do, you have self-respect. And if you can accomplish such great things, you can earn the respect of others. There is a lot of value in respect. We as a nation have lost a lot of respect in recent years, and with that loss of respect has come a loss of political power and a reduction in our capability to lead other nations into actions that are compatible with our interests. Our space program is one of the things that makes us great, that sets us far apart from other productive countries, that makes us respectable, that makes our advice worth listening to. I don't really know how to put a value on that, but I feel comfortable saying that the value of that respect must be measured in many billions of dollars. There's a story about physicist Robert Rathburn Wilson testifying to Congress, who was asked by a senator: is a large science project (which became Fermilab) connected with the security of our country? The response: "It has nothing to do directly with defending our country except to make it worth defending." *

Another intangible benefit of space exploration is hope. "Hope" became a politically charged word in our last election, and that's too bad, because it's so important. Hope and confidence that the future will be better than the present have always been an important driver of American growth. Hope is what brought the first colonists to American shores, and hope is what continues to bring immigrants to the United States today. Hope for the future makes us want to contribute to the greater good, while lack of hope makes us selfish and defensive. Space exploration, especially human space exploration, has always been coupled to visions of a future filled with technological wonders, breathtaking vistas, and a home world more advanced than the one we live on now. We can't make all of those visions come true, but the ones we can achieve through our toil will make our children's lives better than ours.

Visions of being part of that better world filled with better things and unimagined wonders are what drive children into studying science and technology. Not every kid who imagines herself an astronaut is going to walk on Mars some day, or captain an interstellar spaceship. But by following those dreams, she will develop the mind and skills needed to keep advancing our technological capability and maintain our economic standing.

There's a final wildcard reason why I think it's important to explore space. We don't know what we're going to find until we get out there. We don't know yet what we don't know. What are we going to discover out there that will be important or valuable out there someday? Maybe nothing. Maybe something that will change everything. Once people have met their basic needs -- food, shelter, security -- they look outward, look for something more, hope for something even better somewhere out there, seek answers to the question of how we got here in the first place, and wonder whether we're the only ones here. It's just the way we are. We're curious. Of course, just because curiosity is natural doesn't mean it's good. It's natural for humans to commit violence, too, and that's usually not good. And in fact curiosity, and messing with the unknown, don't always pay off. Not infrequently it results in disaster for the explorers. But occasionally, we find treasure, literally or figuratively. It was a willingness to probe the unknown in the uncertain hope that we'd find something better that led the first Europeans to America, and look at what we are now. Will our push into the solar system accomplish the same thing? Who knows? But we'll never know if we don't try.

Happy new year, everybody. May 2012 be filled with wondrous discoveries and delightfully puzzling new questions.

Curiosity launches on an Atlas V
Curiosity launches on an Atlas V
On Saturday, November 26 at 10:02 ET (15:02 UT), an Atlas V rocket carrying the Mars Science Laboratory lifted off from Cape Canaveral, Florida. Credit: Pat Corkery / United Launch Alliance
* Thanks to commenter Steven D. Adams for pointing me to the exact quote from Dr. Wilson.

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Comments

Quote about "making our country worth defending"
Emily,
You may want to check out Jennifer Ouellette's blog article that contains the quote you mentioned in your article: http://blogs.scientificamerican.com/cocktail-party-physics/2011/09/23/protons-and-pistols-remembering-robert-wilson/

Great article! I'm going to keep a link to this to show people when I inevitably get asked this question.
#1 - Steven D. Adams - 12/30/2011 - 16:11
Thanks
Thank you for pointing me to the story! Not knowing the real origin of that one has been bugging me for years. I couldn't find it because I thought it was about the space program when it was actually about big physics, but the idea still applies.
#2 - Emily - 12/30/2011 - 16:36
And.....
"We as a nation have lost a lot of respect in recent years, and with that loss of respect has come a loss of political power and a reduction in our capability to lead other nations into actions that are compatible with our interests."
We "lost" when the Apollo program was canned; we "lost" starting with the Korean War onward; we "lost" because we became a nation that no longer respects our own US Constitution; we "lost" because of our US Imperialism attempting to re-make nations in our "image" failing our own vision, and, we "lost" when our government is no longer secular, transparent and "of, by and for the people.
And, finally, when we still think "flat Earth" centrism in a minimally tetrahedronal Universe.
#3 - Chet Twarog - 12/30/2011 - 17:01
Comparison to discretionary spending
The comparison of NASA's budget to the budget for the national endowment of the arts and the parks services is indeed sobering. However, it is worth noting that these types of programs are also supported significantly on the state and local level, while space exploration is only funded on the federal level. And if you ever need to make NASA's spending look really small, just compare it to military spending. In any case you are right that investment in space exploration must be justified on its own merits, regardless of how it stacks up with other programs, and you make a good case.
#4 - ethanol - 12/30/2011 - 17:32
$
If you took NASA entire budget and divided it up amongst all Americans, you'd get about $1.20 per week - in many places that would not even buy you a medium cup of coffee.
#5 - KC - 12/30/2011 - 18:54
Australian Space!
Thank you for your reflection and well written article.
Living in Australia I wish we had a more thriving active space industry with space exploration and space travel more prominent to inspire our students to aim far higher than just getting a job or having a three day weekend.
#6 - Stuart - 12/30/2011 - 20:14
I recently encountered someone who asked me the familiar "Why is all this money being spent on space when there are people starving in the third world?" question. It's a viewpoint I have some sympathy for, because while I am a huge supporter of spaceflight I also (like many people) want to play a part in eliminating third world poverty. However, I find that those who fixate on NASA in particular as a supposed prime example of the West's profligacy are invariably incredibly ill-informed. They are poorly informed both about the benefits that are brought to humanity by investments in science and technology and about the comparatively minor fraction of the US federal budget that NASA actually receives.

I find that comparisons to the other things we in the 1st World spend money on (both public and private) can help to put things into perspective for such people. Farming subsidies and military spending are two examples from the public sector I often like to highlight.

Direct agricultural subsidies currently total an annual $20bn in the US and $50bn in the EU. In comparison, the NASA and ESA budgets are $18bn and $6bn respectively.
Unlike the money spent on NASA and ESA (which ultimately enriches us all) these subsidies do nothing other than emplacing a protectionist bubble around 1st world agricultural producers. Their effect on struggling nations is devastating. The former head of the United Nations Development Program has estimated that the combined effect of all the West's farming subsidies ($360bn per year) directly impoverishes developing nations by $50bn per year through lost agricultural exports. Now that's what I call an egregious use of money.

Next we have military expenditure. I'm not going to dwell on this one too long for fear of coming across as overly political but I do feel that the DoD's current $680bn per year (more than an order of magnitude greater than NASA) is far too high.

Now finally onto the collective spending of private consumers. There are many possible options for comparison here- cinema ticket sales, lipstick, videogames, petfood and so on, but I usually go for alcohol. The amount of money we in the West throw away on alcohol is immense. Even the spending in a moderate sized country like the UK vastly exceeds the budget of NASA, the world's largest space agency. If you ever hear someone question the relative value of spacecraft like the Mars Science Laboratory, throw this one their way:

The $2.5bn spent on MSL over the project's entire lifetime, money that goes into the paychecks of dedicated scientists and engineers working to produce answers to some of the most compelling scientific questions that one can ask... is equal to the amount that the British public spends on booze every three weeks.
#7 - John Cody - 12/31/2011 - 00:21
It is absolutely fair to ask for the worth of spending on space and/or science, what is absolutely unfair is that the question is nearly always erroneously put in the context of false choice. I.e. "the familiar "Why is all this money being spent on space when there are people starving in the third world?" question."

Besides that we, the world, can do both science and social support, the answer is that ROI on science (and apparently space) is solid.
#8 - Torbjörn Larsson, OM - 12/31/2011 - 09:27
An excellent chart for comparing money (at scales of individual dollars to trillions of dollars)

http://xkcd.com/980/ (click on it to go to a zoomable page)

I don't see NASAs $18B budget explicitly itemized - but it is easy to see how it compares with the many items that are listed).

[Caution: may not be PG-13 ... I haven't found any explicit items in this one ... but the author of xkcd often covers adult topics in his other works]
#9 - Tony - 12/31/2011 - 11:17
Great article, although you may want to revise one statement:

"people tend to think it gets five or even 15 or 20 percent of the budget, when the actual number is about 0.4 percent)".

First, may I ask where you obtained that 0.4% stat from? According to:

http://en.wikipedia.org/wiki/Budget_of_NASA

NASA's budget back in 2008 ($17.3 billion) was 0.6% of the total US federal one. While I realise we live in troubled economic times, unless things have changed drastically in the US over the past three years would it really be possible for a 2011 NASA budget of $18 billion to have now amount to only 0.4%?

(I note that according to that wikipedia page NASA's budget has not yet reached 0.4%--if we don't count the budgets of its first few years. Thus far the post-60s nadir is 0.57%, which happened in the 2006 budget.)

My second point about that statement is that I doubt whether anybody seriously thinks NASA gets 15 or 20% of the total US budget. When numbers of that magnitude get cited it is usually defence or social security which is in the firing line! However, your mention of FIVE per cent is another matter, and not without a certain irony, given that back in the 1960s, during the heyday of Apollo, the NASA budget did actually exceed 4% of the total US federal budget (it peaked at 4.41% in 1966; see that wikipedia page for the details).

It's been all downhill ever since (save for a brief respite in the early 1990s, doubtless due to the space station, when it struggled back up to 1.01%).
#10 - Stephen - 01/02/2012 - 01:02
Or we could have had one or two more B2 bombers. Lets do a ROI for our twenty B2 investment, each the price of a space shuttle.

(BTW, had they ever been unleashed for their original mission, World Hunger would have been our least worry.)
#11 - Russell Grokett - 01/02/2012 - 08:11
Human Space Flight Needed
For me, the question isn't the amount of money NASA is spending, but how it is being spent. I would gladly see ALL of the money we are currently spending on robotic probes and space-based telescopes, and funnel every last dime of it into a more robust human presence in space.

And get rid of that gaudy toy of an ISS. Let's go back to the moon instead. Build a permanent scientific base/colony there. Put all our proposed space-based telescopes at the colony, where they'll be accessible to human technicians for repair and upgrade.

Then on to Mars and the asteroids.
#12 - Bob Prokop - 01/02/2012 - 09:44
ISS is not a toy
It is a an observatory (AMS), a highly productive lab, a source for international space collaboration, a development facility (COTS, VASIMR), et cetera.

I think the Moon has a lot of science value (history of the Earth-Moon system, and by extension terrestrial planets). But with the existence or ISS most other stuff of a Moon base will be "that gaudy toy".
#13 - Torbjörn Larsson, OM - 01/02/2012 - 13:20
Radiation Physicist at Fermilab
I fear to risk the accusation of nitpicking, but the article to which Steven D. Adams offered a link does not, alas, contain "the exact quote from Dr. Wilson." I noted this at the time it was published:

http://beamjockey.livejournal.com/180958.html

Wilson and Senator Pastore exchanged several sentences on this topic. The briefest accurate version, dropping some nuances, might be:

"...it has nothing to do directly with defending our country except to help make it worth defending."
#14 - Bill Higgins - 01/03/2012 - 09:36
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